Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program

FINRA Litigation, Enforcement and Investigations   |   Securities & Investment Companies   |   February 20, 2020 8:30 a.m. - 12:30 p.m.

Bressler, Amery & Ross PC
200 East Olas Boulevard
Fort Lauderdale, FL 33301

This three-panel program covers leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority (FINRA). The panels will address issues and concerns from multiple viewpoints including perspectives from in-house counsel, regulators, and counsel for claimants and respondents. 

Shareholder Jack Clabby serves as one of the program organizers. Shareholder Ann Furman will moderate a panel on FINRA's examination findings and priorities for 2020.

Register for the program. 

Subscribe to Publications


The information on this website is presented as a service for our clients and Internet users and is not intended to be legal advice, nor should you consider it as such. Although we welcome your inquiries, please keep in mind that merely contacting us will not establish an attorney-client relationship between us. Consequently, you should not convey any confidential information to us until a formal attorney-client relationship has been established. Please remember that electronic correspondence on the internet is not secure and that you should not include sensitive or confidential information in messages. With that in mind, we look forward to hearing from you.