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Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program

FINRA Litigation, Enforcement and Investigations   |   Securities & Investment Companies   |   February 20, 2020 8:30 a.m. - 12:30 p.m.

Bressler, Amery & Ross PC
200 East Olas Boulevard
Fort Lauderdale, FL 33301

This three-panel program covers leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority (FINRA). The panels will address issues and concerns from multiple viewpoints including perspectives from in-house counsel, regulators, and counsel for claimants and respondents. 

Shareholder Jack Clabby serves as one of the program organizers. Shareholder Ann Furman will moderate a panel on FINRA's examination findings and priorities for 2020.

Register for the program. 

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