Gary Cohen Authors Article in The Investment Lawyer on the SEC’s Changes to Mutual Fund Disclosure Framework

Financial Services Regulatory   |   Life, Annuity, and Retirement Solutions   |   Securities & Investment Companies   |   November 15, 2020
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Carlton Fields federal securities attorney Gary Cohen authored an article in The Investment Lawyer titled, “SEC Proposes Big Changes to Mutual Fund Disclosure Framework,” discussing the commission’s comprehensive modifications to the mutual fund disclosure framework.

The proposal’s adjustments involve annual and semiannual shareholder reports, form N-CSR, form N-1A registration statement, fund advertising rules, and Rule 30e-3 regarding electronic delivery.

Cohen outlines the changes and their implications for variable insurance products in the piece.

Read the article.

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