Menu

Gary Cohen Authors Article in The Investment Lawyer on the SEC’s Changes to Mutual Fund Disclosure Framework

Financial Services Regulatory   |   Life, Annuity, and Retirement Solutions   |   Securities & Investment Companies   |   November 15, 2020
Share Share Page

Carlton Fields federal securities attorney Gary Cohen authored an article in The Investment Lawyer titled, “SEC Proposes Big Changes to Mutual Fund Disclosure Framework,” discussing the commission’s comprehensive modifications to the mutual fund disclosure framework.

The proposal’s adjustments involve annual and semiannual shareholder reports, form N-CSR, form N-1A registration statement, fund advertising rules, and Rule 30e-3 regarding electronic delivery.

Cohen outlines the changes and their implications for variable insurance products in the piece.

Read the article.

Subscribe to Publications

Media Inquiries

Contact the Media Team

Disclaimer

The information on this website is presented as a service for our clients and Internet users and is not intended to be legal advice, nor should you consider it as such. Although we welcome your inquiries, please keep in mind that merely contacting us will not establish an attorney-client relationship between us. Consequently, you should not convey any confidential information to us until a formal attorney-client relationship has been established. Please remember that electronic correspondence on the internet is not secure and that you should not include sensitive or confidential information in messages. With that in mind, we look forward to hearing from you.