Tino Lisella Quoted in Financial Planning: “FINRA Fights for Life in 'Existential Threat' D.C. Court Case”

Securities Litigation and Enforcement   |   FINRA Enforcement, Arbitration, and Appeals   |   Securities & Investment Companies   |   November 1, 2023
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Tino Lisella was quoted in Financial Planning, in an article titled “FINRA Fights for Life in 'Existential Threat' D.C. Court Case.” The article discusses a legal challenge against FINRA that calls into question whether it's constitutional to allow a private organization to police so much of the securities industry.

"Whether this results in a substantial defanging of FINRA really depends on to what extent the court is willing to pull the plug on all this," Lisella said.

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