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2014


Financial Institutions Voice Concerns about CFPB Proposal to Publish Narrative Consumer Complaint Data

Financial Institutions Voice Concerns about CFPB Proposal to Publish Narrative Consumer Complaint Data

December 22, 2014

They see downsides with little or no benefit to consumers.

FINRA Examines Execution

FINRA Examines Execution

December 22, 2014

All broker-dealers should review their reasonable diligence policies and procedures.

Florida Courts Offer Different Opinions on

Florida Courts Offer Different Opinions on "Policy Conditions"

December 21, 2014

Conflicting views present challenges for insurers.

Florida Remains a Non-Member of The Interstate Insurance Product Regulation Commission

Florida Remains a Non-Member of The Interstate Insurance Product Regulation Commission

December 22, 2014

Florida’s Compact Statute differs from the IIPRC Model Compact—with implications for insurers.

HIPAA: Deadlines Pass and Definitions Change

HIPAA: Deadlines Pass and Definitions Change

December 21, 2014

Developments include recognition of same-sex marriages.

Investment Advisers Craft Fee Rebate Programs

Investment Advisers Craft Fee Rebate Programs

December 22, 2014

Care must be taken to avoid running afoul of certain Investment Advisers Act prohibitions.

Life Insurer Settles Nationwide

Life Insurer Settles Nationwide "Junk Fax" Class Actions

December 22, 2014

Putative class action lawsuits, brought under the TCPA, are on the rise.

Life Insurers Gain Ground in Legislative Fix

Life Insurers Gain Ground in Legislative Fix

December 22, 2014

A bill intended to clarify capital standards for insurance companies supervised the Federal Reserve Board.

Money Market Fund Reform Complicates Insurance Product Fund Offerings

Money Market Fund Reform Complicates Insurance Product Fund Offerings

December 22, 2014

The rule may have unexpected consequences for issuers.

Motions In Limine, Contemporaneous Objections, and the Need to Adequately Preserve the Record

Motions In Limine, Contemporaneous Objections, and the Need to Adequately Preserve the Record

December 22, 2014

Take one extra step to ensure preservation of your objections.

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