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Expect Focus


AI Challenges for Securities Firms: Key Summer Reading From FINRA
ASB Airs Summer Rerun: Seeks Round 2 of ASOP 2 Comments
Back to School for Annuity and Life Disclosures and Illustrations
Court Throws Cold Water on SEC Disgorgement Remedy
DOL Warms Up to Private Equity in 401(k) Plans
ERISA Disability Plan Insurers Score Important Circuit Court Victories
FINRA Corporate Financing Rule Amendments Bring Clarity for Insurance Products
Gag Orders: Stifling Effect on SEC Critics
IRS Continues Hot Streak: Issues Additional Favorable Fee-Based Annuity Rulings
Life Industry Class Action Trends in the First Half of 2020
NAIC Virtual Block Party
No Summer Break for the Rebating Drafting Group

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