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FINRA Arbitration, Enforcement, and Compliance Regional CLE Program
Feb 23, 2024
Register

Register now for a regional in-person CLE program focusing on FINRA enforcement initiatives and trends, recent developments and expectations in FINRA arbitration, and a roundtable discussion with in-house counsel and compliance professionals in the broker-dealer space! 

Hosted by the American Bar Association's Securities Litigation Committee and organized by Tino Lisella, of counsel at Carlton Fields and former FINRA enforcement director; Laura Pizzitola, counsel at Bressler, Amery & Ross; and Joseph Simms, senior member at Reminger, this program will comprise of three panels presented by speakers from FINRA, Raymond James, Trade Station, and more. 

Learn more and register.
Contacts
Image: Tino M. Lisella
Tino M. Lisella
Related Practices
Financial Services Regulatory FINRA Enforcement, Arbitration, and Appeals
Related Industries
Securities & Investment Companies