Skip to Content

Carlton Fields’ Compliance Consulting Group Expands Its Financial Services and Insurance Compliance Expertise

TAMPA, FL – Carlton Fields is expanding CF Compliance Consulting Group, a dedicated compliance consultancy specializing in federal and state financial services and insurance compliance and regulatory matters.

Larry Nakamura has joined CF Compliance Consulting Group as chief compliance leader. He has more than 30 years of experience in financial services operations and compliance navigating FINRA, SEC, OCC, CFTC, and NFA rules and regulations. Nakamura helps firms proactively identify regulatory deficiencies and internal control weaknesses in their compliance programs to mitigate regulatory risks through focused risk reviews, compliance program assessments, and mock regulatory examinations. Prior to joining CF Compliance Consulting Group, Nakamura was the vice president and chief compliance officer of Corient and head of U.S. compliance for CI Financial Corp., overseeing the compliance integration of more than 25 firms.

“With the regulatory landscape constantly evolving, our clients need a trusted partner to help them navigate and anticipate upcoming challenges,” said Nakamura. “At CF Compliance Consulting Group, we bring extensive real-world experience and tailored solutions to tackle complex compliance issues. I’m thrilled to join forces with Erin and contribute to the growth of this consultancy.”

Erin VanSickle will continue to lead CF Compliance Consulting Group as its president. With expertise in insurance regulatory compliance, Erin has been instrumental in helping clients navigate complex and evolving regulatory environments, mitigate risks, and enhance their compliance programs. In her dual role at Carlton Fields, she also advises on government affairs, enterprise risk management, and strategic operations, representing insurtech and govtech startups, legacy carriers, and corporate entities. Erin has more than 15 years of experience in regulated industries, public policy, and advocacy, most recently serving as deputy chief of staff of the Florida Office of Insurance Regulation.

“The financial services and insurance industries remain some of the most heavily regulated sectors in the country,” said VanSickle. “CF Compliance Consulting Group is dedicated to generating strategic, actionable solutions to mitigate risk and enhance compliance with state and federal regulations. We welcome Larry’s expertise and leadership as we continue to expand our capabilities and corporate mission of helping protect organizations, mitigating risk, and empowering our clients to focus on what they do best.”

Disclaimer

The information on this website is presented as a service for our clients and Internet users and is not intended to be legal advice, nor should you consider it as such. Although we welcome your inquiries, please keep in mind that merely contacting us will not establish an attorney-client relationship between us. Consequently, you should not convey any confidential information to us until a formal attorney-client relationship has been established. Please remember that electronic correspondence on the internet is not secure and that you should not include sensitive or confidential information in messages. With that in mind, we look forward to hearing from you.