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Appellate & Trial Support


Overview

There are critical distinctions between persuading trial judges and persuading judges in appellate courts, and our appellate team knows how to handle them. We work on appellate matters every day, and we appear in appellate courts across the country, with great successes.  In addition, we are regularly embedded in trial teams to handle an array of legal issues so that trial counsel can concentrate on marshalling the evidence and presenting their case.   This helps to ensure that the correct legal approach is taken at the trial level and that the case is primed for the maximum chances of success at trial and, if necessary, on appeal. We also write and speak on appellate advocacy. 

With this experience comes insight and wisdom that can advance your case and improve your chances of success.

Who We Are:

  • Our attorneys have appeared before the Supreme Court, every U.S. Circuit Court of Appeals, and appellate courts of more than 30 states  
  • Our group includes a former appellate judge and former law clerks from state and federal appellate courts, including the U.S. Supreme Court  
  • We have a successful track record, including reversals of numerous multi-million dollar judgments and two multi-billion dollar judgments 
  • From bet-the-company cases to routine matters, we staff cases efficiently with the right attorneys to meet the client’s objectives  
  • Our attorneys have spent their careers earning credibility and are recognized for appellate excellence

What We Do:
 
  • We plan for the appeal before the appeal  
  • We work with clients and trial counsel at the trial court stage to create strategies that improve the chances for success both at trial and on appeal  
  • Once an appealable order is entered, we work with the client through the appellate process to craft the most effective appellate strategy and achieve optimal results
  • Trial Support as Appellate Counsel
    Carlton Fields is retained regularly by clients to be in the courtroom to assist trial counsel (both within and outside of the firm) in preserving the record and presenting arguments on legal issues that may give rise to grounds for an appeal. In many cases, we participate in trial for purposes of preparing and arguing motions in limine, directed verdicts, and issues involving jury instructions at charge conferences.

    With a former appellate judge and numerous former state and federal appellate clerks as immediate resources, Carlton Fields attorneys can help assure for our clients that the record is preserved to raise the best issues for appeal and to lay the proper foundation to urge changes in the law, where appropriate.

    We have found – and trial counsel have confirmed – that involving appellate counsel in key, outcome-determinative legal issues before and during trial allows the trial lawyers to be more efficient and ensures that legal arguments are presented in a way that is not only persuasive to the trial court, but also with an eye toward how the argument could be best handled in an appellate court.  At the same time, involving appellate counsel during the trial allows the trial lawyers to focus on the trial itself.

    As part of our trial support services, our attorneys stay current on developments in substantive and evidentiary law. Information about developments in the law are provided to firm attorneys through regular practice pointers and in-house seminars. We also maintain a Trial Handbook addressing the gamut of evidential and trial issues that commonly arise at trial.

    Carlton Fields' appellate attorneys have provided countless hours of support in numerous jury trials across the country in a vast array of substantive areas, ranging from claims alleging medical malpractice, wrongful death due to nursing home violations, products liability, and significant personal injuries resulting from accidents, to claims involving insurance coverage, bad faith, and complex commercial litigation.  In this way, our team:
     
    • Assists trial counsel on issues arising at trial
    • Addresses legal issues in the case
    • Assists trial counsel in preserving record
    • Drafts motions during trial
    • Prepares jury instructions
    • Handles charge conferences
    • Briefs and argues post-trial motions

Experience

  • Shands Jacksonville Med. Ctr. v. Pusha, No. 1D17-4634, 2018 W: 4042616 (Fla. 1st DCA Aug. 24, 2018).  Granting certiorari petition in medical malpractice case, holding that healthcare provider did not waive its right to a corroborating presuit expert affidavit when, before providing requested medical records, it sought to verify that the person requesting the records was legally entitled to receive them.
  • Shuker v. Smith & Nephew, PLC, 885 F.3d 760 (3d Cir. 2018).  In a case of first impression, the federal Third Circuit Court of Appeals held that the plaintiff’s negligence, strict liability, and breach of implied warranty claims against our client, a medical-device manufacturer, were expressly preempted under the Medical Device Amendments of 1976 to the Federal Food, Drug, and Cosmetic Act. The plaintiff’s claims involved a hip-replacement system that consisted of a number of component parts subject to different categories of federal regulation.
  • United States v. HPC Healthcare, Inc., 723 F. App’x 783 (11th Cir. 2018). The federal Eleventh Circuit Court of Appeals affirmed dismissal with prejudice of a qui tam action brought against our client for the alleged fraudulent submission of medical billing to Medicare and Medicaid. The Eleventh Circuit agreed that the plaintiff had failed to plead detailed allegations sufficient to satisfy the applicable standards under Federal Rule of Civil Procedure 9(b).
  • Bechtel Corp. v. Batchelor, No. 3D16-2624, ___ So. 3d ____, 2017 WL 6598822 (Fla. 3d DCA Dec. 27, 2017). Florida’s Third District Court of Appeal reversed a $12.8 million verdict and remanded for entry of judgment as a matter of law in favor of our client, a contractor that had performed maintenance at a power plant owned by Florida Power & Light. The appellate court agreed that the plaintiff failed to prove that our client had sufficient control over the power plant such that it could be held responsible in a premises-liability action involving alleged exposure to asbestos. In addition, the court held that the trial court had improperly provided an adverse-inference jury instruction.
  • Pinellas Cty. v. Richman Grp. of Fla., Inc., No. 2D16-3279, ___ So. 3d ____, 2017 WL 5759040 (Fla. 2d DCA Nov. 29, 2017). Florida’s Second District Court of Appeal reversed a $16.5 million award against our client, Pinellas County, in an action alleging equal protection and substantive due process constitutional violations. The action stemmed from the County’s denial of a developer’s application to change a land-zoning designation from “industrial limited” to “residential limited.” The appellate court determined that the zoning denial was rationally based on legitimate government concerns regarding maintaining a desired level of industrial zoning and significant community opposition to the proposed change in zoning designation.
  • Holmes Reg’l Med. Ctr., Inc. v. Allstate Ins. Co., 225 So. 3d 780 (Fla. 2017). The Florida Supreme Court quashed the decision of the Fifth District Court of Appeal and ruled in our client’s favor by holding that an initial tortfeasor which has had judgment for its negligence entered against it – but has not fully satisfied that judgment – is not entitled to seek equitable subrogation from a subsequent tortfeasor, such as an allegedly negligent treating physician.
  • McDaniel v. Fifth Third Bank, 192 So. 3d 489 (Fla. 5th DCA 2016).  Florida’s Fifth District Court of Appeal affirmed the dismissal of a putative class action alleging unlawful check cashing fees.  The Fifth District affirmed the trial court’s ruling that the claims were federally preempted, as well as its rulng that section 655.85, Florida Statutes, does not provide a private cause of action.
  • PNC Bank , Nat’l Assoc. v. Smith, et al., No. S15Q1445, ___ Ga. ____ (Ga. Feb. 22, 2016). The Georgia Supreme Court unanimously held that guarantors could expressly waive protections afforded to them by Georgia’s anti-deficiency statute. In response to two questions certified by the U.S. District Court for the Northern District of Georgia, the court found that compliance with Georgia’s anti-deficiency statute requiring confirmation of a non-judicial foreclosure sale constituted a condition precedent to a lender’s pursuit of a deficiency action to recover from guarantors the remaining balance owed on a loan following foreclosure of collateral property. But, the court further held that guarantors could contractually waive such condition precedent, thereby allowing a lender to pursue a deficiency directly from guarantors, the lack of confirmation of such sale notwithstanding.
  • Charlotte County v. Andress Family Florida, LP, et al., 180 So. 3d 1029 (Fla. 2d DCA 2016). Florida’s Second District Court of Appeal affirmed a final judgment for plaintiffs in a multimillion-dollar inverse condemnation action. The court affirmed the finding that Charlotte County, through its actions, inactions, and regulations, effected a compensable temporary taking of private property in violation of the United States and Florida constitutions.
  • Hoefling v. City of Miami, No. 14-12482, 2016 WL 285358 (11th Cir. Jan. 25, 2016). The Eleventh Circuit Court of Appeals reversed the district court’s dismissal of all of plaintiffs’ claims except his substantive due process claim. Plaintiff asserted that the city illegally seized and destroyed his sailboat without justification or notice. The court held, among other things, that the trial court incorrectly 1) applied a heightened pleading standard to plaintiff, 2) considered reports attached to the first amended complaint but omitted from the second, 3) deemed the procedural due process claim insufficient as to municipal liability, and 4) concluded that the seizing officers were entitled to qualified immunity based on the improperly considered reports.
  • Crosby Valve, LLC v. Dep't of Ins., No. 78 C.D. 2015, 2016 WL 164094 (Pa. Commw. Ct. Jan. 14, 2016). The Commonwealth Court of Pennsylvania affirmed the orders of the Pennsylvania Insurance Department, which denied policyholder objectors’ motions to intervene in the department’s administrative review proceeding involving a “Form A” transaction to transfer ownership of several insurance companies, and which protected the confidential financial and business information of the parties to the transaction. The court held that the insurance department did not violate the policyholder objectors’ due process rights in the proceeding, and dismissed, for lack of standing, the policyholder objectors’ attempted appeal from the department’s order approving the transaction.
  • Dello Russo v. Fifth Third Bank, No. 15-13300, 2015 WL 9300650 (11th Cir. Dec. 22, 2015). The Eleventh Circuit Court of Appeals affirmed dismissal with prejudice of a complaint alleging a multimillion dollar claim. The complaint alleged a lender committed fraud and was unjustly enriched in conjunction with the plaintiff’s personal guaranty of corporate promissory notes. The district court applied Illinois law to dismiss the complaint, finding the parties agreed to the application of Illinois law in the guaranty, even though the guarantor argued his claims were “extra contractual.” The Eleventh Circuit agreed the choice-of-law contract provision applied and that dismissal was required under Illinois law.
  • Allstate Ins. Co. v. Theodotou, 171 So. 3d 163 (Fla. 5th DCA 2015)Represented medical care providers in a case certifying a question of great public importance to the Florida Supreme Court on the application of the equitable subrogation doctrine, where an unsatisfied judgment had been entered against the initial tortfeasor. The Florida Supreme Court accepted jurisdiction, and review is pending.
  • Rothstein v. Balboa Ins. Co., 794 F.3d 256 (2d Cir. 2015). The Second Circuit Court of Appeals reversed the district court’s order denying defendants’ motion to dismiss on the basis of the “filed rate doctrine.” The court ruled that a claim challenging a regulated-approved rate is subject to the doctrine regardless of whether the rate passes through an intermediary. Finding that the plaintiffs’ claims would undermine the rate-making authority of the state insurance regulators who approved the rate, the court remanded for dismissal.
  • Wachovia Mtg. Corp. v. Posti, 166 So. 3d 944 (Fla. 4th DCA 2015). Florida’s Fourth District Court of Appeal held the trial court lacked jurisdiction to award the requested relief because it was not requested in the pleadings or tried by consent.
  • Wells Fargo N.A. v. Michaels, 166 So. 3d 226 (Fla. 5th DCA 2015). Florida’s Fifth District Court of Appeal reversed the trial court’s denial of a motion to vacate the torder dismissing the case because the trial court failed to enter or serve the order or otherwise give notice to the parties.
  • Bond Safeguard Ins. Co. v. Nat'l Union Fire Ins. Co. of Pittsburgh, Pa., No. 14-15233, 2015 WL 5781002 (11th Cir. Oct. 5, 2015). The Eleventh Circuit Court of Appeals upheld the application of a directors & officers liability policy’s “arising out of” contract liability exclusion to a land development-related business dispute between the developer and its surety, which was pleaded solely in tort. The court held that a clear nexus existed between the alleged torts and that the underlying development contracts, that the tort claim was inextricably intertwined with circumstances surrounding the development contracts, and that the resolution of the tort claim required consideration of the losses and duties under the development contract.
  • Matheson v. Miami-Dade County, No. 3D14-405, 2015 WL 3390177 (Fla. 3d DCA May 27, 2015). Florida’s Third District Court of Appeal held a constitutional referendum clearly and unambiguously explained to voters its purpose, which was to find out whether two-thirds of those voters supported the expansion of a tennis center that hosts the Miami Open Tennis Tournament and modification and extension of the county’s agreements with the operator of the facility.
  • Bank of Am., Nat’l Ass'n v. Asbury, 165 So. 3d 808 (Fla. 2d DCA 2015). Florida’s Second District Court of Appeal reversed a final judgment finding plaintiff did not comply with a condition precedent to a foreclosure action and remanded. On appeal, plaintiff argued and the court agreed that the trial court improperly considered whether a default notice had been delivered because defendant did not raise the issue in her answer or as an affirmative defense.
  • AHF-Bay Fund, LLC v. City of Largo, 169 So. 3d 133 (Fla. 2d DCA 2015), review pending, SC15-1201.  Florida’s Second District Court of Appeal reversed an order granting summary judgment in favor of the City of Largo based on a PILOT (payment in lieu of taxes) agreement. The court ruled that the payments called for by the PILOT agreement and sought to be enforced by the city against a not-for-profit, tax-exempt entity are the equivalent of ad valorem taxes that would otherwise be due but for the statutory tax exemption and, as a result, the city’s PILOT agreement violates article VII, § 9(a) of the Florida Constitution (providing that municipalities shall impose taxes only as authorized by law) and the public policy of promoting affordable housing. The court ruled the PILOT agreement was therefore void. Read Opinion.
  • Merrimon v. UNUM life Ins. Co. of Am., 758 F.3d 46 (1st Cir. 2014). The First Circuit Court of Appeals held that the insurer’s use of retained asset accounts did not constitute self-dealing under ERISA section 406(b), but reversed as to the trial court’s ruling that the insurer breached a duty of loyalty to the plaintiff class under ERISA section 406(a) through the use of those accounts.
  • Am. Bus.USA Corp. v. Dep’t of Rev., 151 So. 3d 67 (Fla. 4th DCA 2014), review pending, SC14-2404. The Fourth District Court of Appeal struck down a tax assessed by the Florida Department of Revenue as a violation of the dormant Commerce Clause of the United States Constitution. The Florida Department of Revenue collected sales tax from a Florida florist for orders placed by out-of-state customers. These orders were relayed to out-of-state florists, and these out-of-state florists would actually fill the orders and deliver the flowers. Despite an administrative regulation directly on point, the Fourth District overturned the tax and determined that Florida had no “substantial nexus” to such transactions. Because the flowers never entered Florida and did not have any type of connection to Florida, the State of Florida could not constitutionally tax these transactions. The Fourth District also upheld a tax assessed on calling-card sales based on a record-keeping issue.
  • McDaniel v. Fifth Third Bank, 588 F. App'x 729 (11th Cir. 2014). The Eleventh Circuit Court of Appeals reversed an order remanding a putative class action to Florida state court. The district court ruled that certain of the claims asserted were legally insufficient and, thus, the damages claimed thereunder did not satisfy the amount-in-controversy requirement of the Class Action Fairness Act of 2005 (CAFA), Pub. L. No. 109–2119, Stat. 4. The Eleventh Circuit held that when determining subject matter jurisdiction, the issue is not the plaintiff’s probable success on the merits.
  • In re Adoption of D.P.P., 158 So. 3d 633 (Fla. 5th DCA 2014). The Fifth District Court of Appeal reinstated a judgment of adoption and reversed the order that vacated that judgment of adoption on the basis that the trial court lacked jurisdiction to consider a petition for adoption filed by unmarried women.
  • Winn-Dixie Stores, Inc. v. Dolgencorp, LLC, 746 F.3d 1008 (11th Cir. 2014). The Eleventh Circuit Court of Appeals reversed a district court order that refused to grant full injunctive relief for violations of real-property restrictive covenants running with the land.
  • General Electric Capital Corp. v. Shattuck, 132 So. 3d 908 (Fla. 2d DCA 2014). The Second District Court of Appeal reversed a $1.1 billion judgment, holding that the court erroneously added non-party entities to that judgment.
  • Bloch v. Wells Fargo Home Mortgage755 F. 3d 886 (11th Cir. 2014).  The Eleventh Circuit Court of Appeals affirmed a final defense summary judgment addressing the effect of a “trial” loan modification, application of the Florida Bank Statute of Frauds, and the proof needed to maintain promissory estoppel and negligence claims.
  • Cohen v. Am. Sec. Ins. Co., 735 F.3d 601 (7th Cir. 2013). The Seventh Circuit Court of Appeals affirmed the dismissal of a class action complaint. A homeowner failed to purchase homeowner’s insurance, and pursuant to disclosures in the loan agreement, the lender secured insurance and passed the cost to the homeowner. The homeowner sued under a variety of statutory and common law claims, most of which sounded in fraud or tort, and argued that the lender-placed insurance was too expensive and included a “kickback” to the lender’s insurance-agency affiliate. Although the district court dismissed based on federal preemption and the filed-rate doctrine, the Seventh Circuit affirmed because the complaint and proffered amendments thereto failed to state a viable claim for relief. The homeowner was contractually obligated to maintain property insurance and the consequences for failing that obligation had been clearly disclosed.
  • London v. Wal-Mart Stores, Inc., 340 F.3d 1246, 1248 (11th Cir. 2003). The Eleventh Circuit Court of Appeals decertified a class in a suit alleging that appellants violated Florida laws affecting credit life insurance, finding the class representative failed to meet Rule 23(a)(4)'s adequate representation prerequisite because of the significant personal and financial ties between the class representative and class counsel, which cast doubt on the appellee’s ability to place the interest of the class above those of class counsel.
  • City of Palm Bay v. Wells Fargo Bank, N.A., 114 So. 3d 924 (Fla. 2013).  The Florida Supreme Court invalidated a municipal ordinance that gave local code enforcement liens “superpriority” over previously recorded interests in real property, such as mortgage liens. The court held that the Florida Legislature has adopted a prioritization scheme for recorded instruments, with a general rule of first in time, and that municipalities cannot adopt ordinances that conflict with that statutory scheme by giving certain liens priority over instruments that would otherwise have priority under state law.
  • Farkas v. Nat’l Union Fire Ins. Co. of Pittsburgh, PA518 Fed. Appx. 178 (4th Cir. 2013).The Fourth Circuit Court of Appeals affirmed a decision that put teeth into exclusions of coverage of a directors and officers liability policy where the insured “in fact” committed criminal acts. The insured sought coverage for defense costs for his federal criminal trial for bank, wire, and securities fraud.
  • Kostelac v. Allianz Global Corp.& Specialty AG, 517 F. App’x 670 (11th Cir. 2013). The Eleventh Circuit Court of Appeals upheld the enforcement of an international forum-selection clause contained in an aviation product-liability policy issued to a German aircraft manufacturer. The putative assignees of the German insured, who were American citizens, had attempted to evade the forum-selection clause, which mandated that all coverage litigation take place in the courts of Germany. The Eleventh Circuit agreed that the clause was enforceable against the American assignees and affirmed dismissal of the action to Germany under the doctrine of forum non conveniens.
  • Ford Motor Company v. Stimpson115 So. 3d 401 (Fla. 5th DCA 2013). Following a verdict in Ford’s favor, the trial court entered judgment in plaintiff’s favor, and alternatively ordered a new trial, finding Ford committed a fraud on the court. The Fifth District Court of Appeal reversed and remanded for reinstatement of the verdict, concluding the record did not support the fraud finding and that the jury had already considered and rejected these allegations. In addition, the court held the new trial was inappropriate.
  • Plancher v. UCF Athletics Ass’n, Inc., Case No. SC13-1872, --- So. 3d ----, 2015 WL 2458015 (Fla. May 28, 2015). The Florida Supreme Court confirmed the analysis used to examine whether a corporation acts as an instrumentality of the state and thus possesses limited sovereign immunity. In a case involving the death of a college football player, a trial court ruled that the corporation operating UCF’s athletics department lacked sovereign immunity, and the plaintiff obtained a $10 million judgment. The Fifth District Court of Appeal reversed, and the Supreme Court approved that reversal, holding that sovereign immunity and the $200,000 cap on liability applied.
  • Farias v. Mr. Heater, Inc., et al., 684 F.3d 1231 (11th Cir. 2012). The Eleventh Circuit Court of Appeals affirmed summary judgment in favor of manufacturer. The court held that the product’s English-language warnings were adequate as a matter of law. The court also held that because manufacturer and retailer did not advertise or market the product in Spanish, they were not required to include Spanish-language instructions and warnings.
  • Union Carbide Corp. v. Aubin, 97 So. 3d 886 (Fla. 3d DCA 2012), rev. pendingSC12-2075. The Third District Court of Appeal reversed a $6.6 million judgment and ordered a partial new trial in a products liability case. The court held that a raw asbestos supplier was entitled to a directed verdict on a defective design claim because no evidence showed the alleged design caused the injuries at issue. The court also held that the jury instructions on a failure to warn claim were misleading because they imposed a duty on the raw material supplier to warn users of finished products about the dangers of asbestos without explaining how the supplier could satisfy that burden. The Florida Supreme Court accepted jurisdiction to review this decision and the case remains pending.
  • Hunter v. Runyan, 382 S.W.3d 643 (Ark. 2011). The Supreme Court of Arkansas affirmed the denial of a motion to intervene in a nationwide class action settlement.
  • McKesson Medication Mgmt., LLC v. Slavin, 75 So. 3d 308 (Fla. 3d DCA 2011). The Third District held that a pharmacy operator had no duty to train nurses and doctors regarding medications used during surgery. The court reversed a $5.3 million personal injury judgment and remanded for entry of judgment in operator’s favor.
  • Archbishop Coleman F. Carroll High School, Inc. v. Maynoldi, 30 So. 3d 533 (Fla. 3d DCA 2010). The family of a teenager severely injured in an automobile accident sued his school alleging they were responsible for a party that occurred after school hours and off-campus. The Third District reversed a $12 million judgment for entry of judgment in the school's favor, finding a school has no duty to supervise nonschool related activities. The case also addressed the application of alcohol defense statute to parents of injured minor.
  • Godfrey v. Precision Airmotive Corp., 46 So. 3d 1020 (Fla. 5th DCA 2010). The Fifth District reversed a multi-million dollar verdict against an airplane engine manufacturer on the basis of the improper admission of evidence of other accidents. The appellate court also held that the trial court correctly entered summary judgment in favor of the manufacturer on the issue of punitive damages.
  • American Civil Liberties Union v. Miami-Dade County School Board, 557 F.3d 1177 (11th Cir. 2009). The Eleventh Circuit Court of Appeals reversed a preliminary injunction, finding that the school board did not violate the First Amendment in choosing to replace an elementary school library book containing inaccuracies about Cuba.
  • Coleman (Parent Holdings, Inc.) v. Morgan Stanley & Co., Inc., 20 So. 3d 952 (Fla. 4th DCA 2009). The Florida Fourth District Court of Appeal affirmed a trial court order denying the plaintiff’s motion to set aside a judgment in Morgan Stanley’s favor. Plaintiff had sought to set aside the judgment and obtain a new trial based upon allegations of fraud after the trial court entered judgment in accordance with the Fourth District’s earlier opinion reversing the $1.58 billion judgment against Morgan Stanley.
  • Embry v. Ryan, 11 So. 3d 408 (Fla. 2d DCA 2009). In a case of first impression, the Second District Court of Appeal held that woman who adopted biological child of her same-sex partner was entitled full faith and credit of adoption entered into in another state.
  • Manor Care, Inc. v. Keith, 218 P. 3d 1257 (N.M. Ct. App. 2009). The New Mexico Court of Appeals reversed a $53.2 million judgment, including punitive damages, against our client, and ordered a new trial. The appellate court agreed that the trial court erred by entering a pre-trial finding that a parent company employed the staff who worked at its subsidiary's nursing home.
  • Alvarez v. Insurance Company of North America, 313 Fed.App’x 465 (3d Cir. 2008). The Third Circuit Court of Appeals affirmed dismissal of putative class action by insured under a long term care policy, holding that neither the policy nor sales materials were false or misleading, the insured did not rely on any alleged misrepresentation, and no confidential relationship existed between the insurer and the insured at the time of the alleged misrepresentations.
  • Ford Motor Co. v. Hall-Edwards, 971 So. 2d 854 (Fla. 3d DCA 2007). In this products liability action, the Third District Court of Appeal: i) reversed a $60 million jury verdict in favor of parents of a minor killed in an accident involving an Explorer (based on the improper admission of evidence of other accidents and evidence of subsequent remedial measures); and, ii) ordered a new trial.
  • Engle v. R.J. Reynolds, 945 So. 2d 1246 (Fla. 2006), affirming in part and reversing in part, 853 So. 2d 434 (Fla. 3d DCA 2003). The Florida Supreme Court overturned a $145 billion award in a class action brought against multiple cigarette manufacturers. The appeal involved issues concerning class certification, punitive damages and improper conduct of counsel.
  • Thorn v. Jefferson-Pilot Life Ins. Co., 445 F.3d 311 (4th Cir. 2006). In a case alleging that an insurer’s predecessor violated federal law by charging higher premiums to African American policyholders, we argued that the limitations defense could not be resolved on a classwide basis, and the Fourth Circuit Court of Appeals affirmed the district court’s denial of class certification.
  • London v. Wal-Mart Stores, Inc., 340 F.3d 1246 (11th Cir. 2003). The Eleventh Circuit Court of Appeals reversed class certification in action brought by credit card applicant against issuer and credit life insurer, alleging Truth in Lending Act violations, finding that the applicant could not fairly and adequately represent the class.
  • Zarella v. Minnesota Mutual Life Ins. Co., 824 A.2d 1249 (R.I. 2003). The Supreme Court of Rhode Island vacated judgment on jury verdict in favor of insured on negligent misrepresentation claim, and affirmed the trial court’s denial of class certification and dismissal of plaintiff’s remaining claims.
  • American Bankers Ins. Co. of Florida v. Booth, 830 So.2d 1205 (Miss. 2002). The Mississippi Supreme Court, on an interlocutory appeal, reversed chancery court’s denial of defendant’s motion to dismiss class action complaint, holding that Mississippi does not permit class actions, including equitable class actions, in chancery court.
  • Great-West Life & Annuity Ins. Co. v. Knudson, 534 U.S. 204 (2002). Argued case before the U.S. Supreme Court that clarified the circumstances in which monetary relief is available under ERISA for breach of fiduciary duty claims.
  • Parkhill v. Minnesota Mut. Life Ins. Co., 286 F.3d 1051 (8th Cir. 2002). In an action alleging deceptive marketing practices, we defeated class certification and obtained summary judgment on behalf of life insurer, which the Eighth Circuit Court of Appeals affirmed.
  • In re LifeUSA Holding Inc., 242 F.3d 136 (3d Cir. 2001). Argued to the Third Circuit Court of Appeals that commonality, superiority, and predominance requirements of Rule 23 were not satisfied in a class action case brought by purchasers of deferred annuity contracts, who asserted pre-sale misrepresentation and non-disclosure claims.

All Insights

To Err is Human, But the Tipsy Coachman Rule Can Get the Trial Judge Home

To Err is Human, But the Tipsy Coachman Rule Can Get the Trial Judge Home

September 13, 2018

Florida intermediate appellate courts are error-correcting courts. We all know that. So when does a Florida appellate court not correct error?

The Docket: Indiana Court Addresses Insured's Negligent Misrepresentation Claim

The Docket: Indiana Court Addresses Insured's Negligent Misrepresentation Claim

July 26, 2018

Chris Smart provides a review of a ruling by an Indiana appellate court, which upheld a trial court’s decision in favor of an underwriter accused of negligent misrepresentation and bad faith.

Berman’s Florida Civil Procedure

Berman’s Florida Civil Procedure

April 1, 2018

Shareholders Bruce J. Berman and Peter D. Webster recently published a new edition of the book, Berman’s Florida Civil Procedure (West Group). This is a leading treatise on Florida state practice and procedure, published annually since 1998.

AIG Won’t Have to Defend Carfax in $50 Million Antitrust Suit

AIG Won’t Have to Defend Carfax in $50 Million Antitrust Suit

March 5, 2018

On March 1, a New York appeals court ruled that American International Group, Inc. (AIG) need not defend Carfax, Inc. against a $50 million suit alleging the company monopolized the vehicle history report market.

How to Confront Your Worst Fears about Appellate Oral Argument

How to Confront Your Worst Fears about Appellate Oral Argument

February 26, 2018

If you are worried about making an appellate oral argument, you are not alone. This article is intended to help you by providing some additional perspectives to the “Twenty Tips” article.

The Ten Commandments of Writing an Effective Appellate Brief

The Ten Commandments of Writing an Effective Appellate Brief

February 12, 2018

This article, by Carlton Fields shareholders Sylvia H. Walbolt and D. Matthew Allen, provides10 steps to follow when writing appellate briefs.

Spokeo Leaves Lower Courts to Wrangle With Article III Standing Issues

Spokeo Leaves Lower Courts to Wrangle With Article III Standing Issues

April 10, 2017

he United States Supreme Court issued its decision in Spokeo, Inc. v. Robins on May 16, 2016. At the time, the degree to which the decision was a punt was somewhat underreported.

The Ninth Circuit Finds California’s Illustration Statutes Can Serve as the Predicate for UCL Liability

The Ninth Circuit Finds California’s Illustration Statutes Can Serve as the Predicate for UCL Liability

April 10, 2017

On March 3, the Ninth Circuit in Walker v. Life Ins. Co. of the SW, ruled that an alleged violation of California’s life insurance illustration statutes could serve as a predicate for liability under the California Unfair Competition Law (UCL).

Make Your Amicus Briefs Count

Make Your Amicus Briefs Count

March 10, 2017

When considering whether an amicus brief may benefit your case, it pays to remember that the Latin term amicus curiae, after which amicus briefs are named, means “friend of the court.” An amicus brief that actually helps the court decide an issue has value. Unfortunately, not all amicus briefs fall into this category.

Florida Supreme Court Rejects Daubert Statute to the Extent It Is

Florida Supreme Court Rejects Daubert Statute to the Extent It Is "Procedural"

February 16, 2017

In a 4-2 decision, the Florida Supreme Court today declined to adopt an amendment to section 90.702 of the Florida Evidence Code to the extent that the amendment is procedural. The applicable amendment adopted the Daubert rule to replace the Frye standard regarding the admissibility of expert opinion evidence.

Amendment 7 Prevails Over Patient Safety Work Product Protections

Amendment 7 Prevails Over Patient Safety Work Product Protections

February 13, 2017

On January 31, the Florida Supreme Court ruled that the “Patient Safety Work Product” privilege cannot shield Florida health care providers from Amendment 7 requests

Trial Checklist

Trial Checklist

December 16, 2016

This chart provides a quick reference regarding motions and objections that may be made immediately prior to, during, and immediately after trial to preserve issues for appellate review.

Key Contacts

Other Team Members

Gary L. Sasso

Gary L. Sasso

President and Chief Executive Officer

Amicus Briefs

Carlton Fields’ national Appellate Practice and Trial Support group has extensive experience representing large companies, associations, and trade groups as amicus curiae in cases involving a multitude of issues affecting their interests. Through our extensive experience in the appellate courts, we have developed a command of strategies and techniques that allow us to present effective arguments as amici that grab the attention of appellate judges by providing insight on issues that cannot be provided in the merits briefing due, for instance, to limitations caused by the record on appeal.

Our group includes lawyers who have briefed and argued cases before the U.S. Supreme Court, every U.S. Circuit Court of Appeals, and in the state courts of more than 30 states. It includes former law clerks from numerous federal and state appellate courts, including the U.S. Supreme Court and the Florida Supreme Court; a former judge from Florida’s district courts of appeal; a former Solicitor General of Florida; and two fellows of the American Academy of Appellate Lawyers, an invitation-only national organization.

Representative Amicus Curiae Briefs

  • Harvey v. Geico Ins. Co., Case No. SC17-86 (Fla.).  Represented insurance industry associations in action involving scope of bad faith liability in Florida.
  • ​Fla. Dep’t of Transp. v. Schwefringhaus, 188 So. 3d 840 (Fla. 2016). Represented industry association in action involving whether state Department of Transportation was bound by railroad crossing agreement under which it received a revocable license to use land.
  • McCaffree Fin. Corp. v. Principal Life Ins. Co., 811 F.3d 998 (8th Cir. 2016). Represented industry group in support order granting motion to dismiss in ERISA class action involving allegedly excessive management fees charged by retirement plan service provider.

  • Gainesville Woman Care, LLC v. State of Florida, Case No. SC16-381. Represented Florida Right to Life on the constitutionality of a 24-hour waiting period before terminating a pregnancy.

  • FM East Dev., LLC v. Mirzataheri, 193 So. 3d 19 (Fla. 3d DCA 2016). Represented trade association in action involving whether homestead property can be the subject of an action for specific performance.

  • Ober v. Town of Lauderdale-By-The-Sea, Case No. 4D14-4597 (Fla. 4th DCA). Representing trade association in action involving rights of individuals who purchase a home at a judicial sale.

  • Rothstein v. Balboa Ins. Co., 794 F.3d 256 (2d Cir. 2015). Represented American Security Insurance Company on application of the filed rate doctrine to lender-placed insurance claims.

  • Rochow v. Life Ins. Co. of N. Am., 780 F.3d 364 (6th Cir. 2015). Represented industry groups and the U.S. Chamber of Commerce in action involving damages available to individuals receiving ERISA benefits.

  • Sells v. CSX Transp., 170 So. 3d 27 (Fla. 1st DCA 2015). Represented industry association in action involving whether railroad had duty to equip trains with automated external defibrillators in anticipation of the possibility that employees might suffer cardiac arrests.

  • DirecTV, Inc. v. Fla. Dep’t of Rev., Fla. Supreme Court, Case No. SC15-1249. Representing industry group in action challenging constitutionality of communications services tax as violative of interstate commerce clause.

  • Wollschlaeger v. Governor of Florida, 760 F.3d 1195 (11th Cir. 2014), opinion vacated and superseded on reh'g, 797 F.3d 859 (11th Cir. 2015), opinion vacated and superseded on reh'g sub nom. Wollschlaeger v. Governor of the State of Florida, 814 F.3d 1159 (11th Cir. 2015), reh'g en banc granted, opinion vacated sub nom. Wollschlaeger v. Governor of Florida, 649 Fed. Appx. 647 (11th Cir. 2016), and on reh'g en banc sub nom. Wollschlaeger v. Governor of Florida, 848 F.3d 1293 (11th Cir. 2017). Represented American Bar Association in First Amendment challenge to the right of a regulated medical professional to engage in gun safety counseling with patients.

  • Merrimon v. Unum Life Ins. Co. of Am., 758 F.3d 46 (1st Cir. 2014). ERISA claims involving life insurer’s use of retained asset accounts in connection with paying benefits.

  • Fridman v. Safeco Ins. Co. of Ill., No. SC13-1607. Represented industry associations on issue of whether the district court correctly found that in an action for uninsured motorist benefits, an insurer’s payment of policy limits and confession of judgment fully resolves the substantive issues framed by the pleadings, rendering the issues moot and requiring dismissal of the action.

  • Heco v. Johnson Controls, Inc., Vermont Supreme Court Docket No. 2013-473. Representing Product Liability Advisory Council advocating the admission of evidence the plaintiff was not wearing a seat belt in automotive products liability actions; and that the trial court correctly followed Vermont precedent and the vast majority of U.S. courts’ holdings.

  • Estate of McCall v. United States, 145 So. 3d 894 (Fla. 2014). Represented large corporation in action challenging the constitutionality of statutory cap on noneconomic damages.

  • Raymond James Financial Services, Inc. v. Phillips, SC11-2513, 162 So. 3d 186 (Fla. 2013). Represented Florida Association of Realtors in connection with whether statutes of limitations can be raised as defenses in arbitration proceedings.

  • Leimkeuhler v. Am. United Life Ins. Co., 713 F.3d 905 (7th Cir. 2013). Represented industry group in class action involving alleged revenue sharing by retirement plan service provider.

  • Kolbe v. BAC Home Loans Servicing, LP, 738 F.3d 432 (1st Cir. 2013). Represented industry group in appeal involving a challenge to lender-placed flood insurance.

  • Edmonson v. Lincoln Nat’l Life Ins. Co., 725 F.3d 406 (3d Cir. 2013). Represented industry group in ERISA class action involving group life insurer’s use of retained asset accounts to pay life insurance benefits.

  • Bondi v. Tucker, 93 So. 3d 1106 (Fla. 1st DCA 2012). Represented Florida Chamber of Commerce in action involving the constitutionality of prison privatization legislation.

  • Hoover v. Maxum Indemnity Co., 291 Ga. 402, 730 S.E.2d 413 (2012). Represented the Georgia Defense Lawyers Association, an insurance defense oriented industry group, in authority an amicus brief in support of a motion for reconsideration.

  • Trafalgar at Greenacres, Ltd. v. Zurich Am. Ins. Co., 100 So. 3d 1155 (Fla. 4th DCA 2012). Represented insurance company and trade group in action regarding insurance bad faith.

  • Nationwide Life Ins. Co. v. Haddock, 460 F. App’x 26 (2d Cir. 2012). Represented industry group regarding the district court’s order certifying nationwide plan trustee class under Rule 23(b)(2) in ERISA litigation involving alleged “revenue sharing” fees received by 401(k) retirement plan service provider.

  • Curtis v. Northern Life Insurance Company, Washington State Supreme Court, No. 82582-3. Amicus brief filed on behalf of the American Council of Life Insurers (ACLI).

  • Sorrell, Attorney General of Vermont, et al. v. IMS Health, Inc., et al., 564 U.S. 552 (2011). Amicus brief filed on behalf of TechFreedom.

  • Otte v. Life Ins. Co. of N. Am., No. 11-1973 (1st Cir. 2011). Represented industry group in appeal relating to district court's class certification order in ERISA litigation involving a group life insurer's use of retained asset accounts to pay life insurance benefits.

  • Genovese v. Provident Life & Accident Ins. Co., 74 So. 3d 1064 (Fla. 2011); Aircraft Holdings, LLC v. X.L. Specialty Ins. Co., Fla. Supreme Court Case No. SC06-1303 (voluntarily dismissed after full briefing). Drafted an amicus brief on behalf of insurance companies supporting position that insurers should retain their right to assert attorney-client privilege with regard to confidential communications with their attorneys concerning the handling of and litigation over contractual disputes that arise when the insureds later file an action accusing the insurers of bad faith.

  • Raymond James Fin’l Servs., Inc. v. Phillips, 126 So. 3d 186 (Fla. 2013). Represented trade association in action involving whether statute of limitations can be raised as a defense in arbitration proceedings.

  • Healthcare Strategies Inc. v. ING Life Ins. And Annuity Co., No. 12-4092 (2d Cir.). Represented industry group regarding 401(k) retirement plan service provider’s petition for interlocutory appellate review, pursuant to Federal Rule of Civil Procedure 23(f) of the district court’s order certifying natinwide plan administrator class under Rule 23(b)(3) in ERISA excessive fee” litigaion.

  • Masone v. City of Aventura (Fla. Supreme Court). Represented industry group in action addressing the authority to implement intersection safety cameras.

  • Atwater v. City of Weston, 64 So. 3d 701 (Fla. 1st DCA 2011). Represented state chamber of commerce in action challenging constitutionality of growth management statute.

  • Travis v. Am. Honda Motor Co., Inc., Case No. 2010 CA 2935 (Fla. 2d Jud. Cir. Ct.). Represented industry group in action involving whether the Florida Legislature had the authority to overrule what it found to be an unfair, inequitable, and incorrect decision of the Florida Supreme Court.

  • Stop the Beach Renourishment, Inc. v. Fla. Dep’t of Envtl. Protection, 560 U.S. 702 (2010). Represented industry group in action alleging the state’s beach renourishment project was an unconstitutional taking.

  • United States ex rel. Loughren v. UNUM Group, 613 F.3d 300 (1st Cir. 2010). Represented industry and employer groups in action under federal civil False Claims Act involving private long-term disability insurance industry practices relating to insureds’ application for Social Security Disability Insurance benefits.

  • Peters v. General Motors Corp., Missouri Supreme Court No. SC 87559 Representing Product Liability Advisory Council regarding imposition of punitive damages and the admissibility of evidence of other incidents.

  • Metro-Goldwyn-Mayer Studios, Inc. v. Grokster, Ltd., 545 U.S. 913 (2005). Drafted amicus brief on merits of engineering society in high-profile copyright case, advocating position ultimately adopted by Court.

  • Peters v. General Motors Corp., Missouri Supreme Court No. SC 87559 Representing Product Liability Advisory Council regarding imposition of punitive damages and the admissibility of evidence of other incidents.

  • D’Angelo v. Fitzmaurice, 863 So. 2d 311 (Fla. 2003). Drafted an amicus brief on behalf of the Florida Defense Lawyers Association regarding application of set-off and apportionment rules in medical malpractice action.

  • Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd., 535 U.S. 722 (2002). Drafted amicus brief on merits for engineering society in high-profile patent case, advocating position ultimately adopted by the Court.

  • Jackson v. General Motors Corp., Tennessee Supreme Court Appeal No. M2001-000433-SC-R23-CQ Representing Product Liability Advisory Council regarding the proper test for a design defect in products liability cases.

Judges/Clerkships

Our Appellate team consists of a former appellate judge and former law clerks from state and federal appellate courts, including the U.S. Supreme Court.
 
Peter D. Webster, Florida First District Court of Appeal
Peter D. Webster
 

Former law clerks include:

Nicholas A. Brown - Senior Staff Attorney to The Honorable Nelly N. Khouzam, Florida Second District Court of Appeal (2011-2014)

Matthew J. Conigliaro - Law Clerk to The Honorable Jacqueline R. Griffin, Florida Fifth District Court of Appeal (1995-1997)

Christine Davis Graves - Law Clerk to The Honorable Charles T. Wells, Florida Supreme Court (2002-2004)

Joseph H. Lang, Jr. - Law Clerk to Justice Benjamin F. Overton, Supreme Court of Florida (1995-1997)

Dean A. Morande - Law Clerk to The Honorable Edward E. Carnes, United States Court of Appeals for the Eleventh Circuit (August 2004-July 2005)

Rachel Oostendorp - Law Clerk to The Honorable Adalberto Jordan, United States Court of Appeals for the Eleventh Circuit (2016-2017); Law Clerk to The Honorable Beth Bloom, United States District Court for the Southern District of Florida (2015-2016)

Mariko Shitama Outman - Law Clerk to The Honorable Chris W. Altenbernd, Florida Second District Court of Appeal (2014-2016) 

Gary L. Sasso - Law Clerk to The Honorable Byron R. White, United States Supreme Court (1978-1979) and Law Clerk to The Honorable Spottswood W. Robinson, III, United States Court of Appeals, District of Columbia Circuit (1977-1978)

Peter D. Webster - Law Clerk to The Honorable Gerald Bard Tjoflat, United States District Judge, Middle District of Florida (1974-1975) 

 

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